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Current Employers
Ae Wealth Management, Llc

2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-06-12
NJ RA APPROVED 2017-03-07
  • TX RA
    APPROVED_RES
    Since 2018-06-12
  • NJ RA
    APPROVED
    Since 2017-03-07

Branch Locations

3350 Highway 138 Ste 111, Wall, NJ 07719 • United States

7 Carroll Ct, Bluffton, SC 29910 • United States

3350 State Route 138 Ste 112, Wall, NJ 07719 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Family Focus Financial Group Wall NJ 01/2007 Present
Global Financial Private Capital Sarasota FL 05/2012 03/2017
Ae Wealth Management, Llc Topeka KS 03/2017 Present
Real Estate Rental Property Bluffton SC 10/2022 Present
Family Focus Private Wealth Llc Bluffton SC 09/2025 Present
  • 01/2007 → Present
    Family Focus Financial Group
    Wall, NJ
  • 05/2012 → 03/2017
    Global Financial Private Capital
    Sarasota, FL
  • 03/2017 → Present
    Topeka, KS
  • 10/2022 → Present
    Real Estate Rental Property
    Bluffton, SC
  • 09/2025 → Present
    Family Focus Private Wealth Llc
    Bluffton, SC
Previous Registrations
  • 2012-05-04 → 2017-03-03
    Global Financial Private Capital, Inc.
    Jackson, NJ
    Sarasota, FL
    Wall, NJ
  • 2011-07-27 → 2012-05-04
    Jackson, NJ
    Urbandale, IA
  • 2009-12-02 → 2011-08-26
    Jackson, NJ
  • 2009-10-05 → 2009-12-31
    Family Focus Investment Advisors, Llc
    Jackson, NJ
Other Businesses

1. FAMILY FOCUS FINANCIAL GROUP. INVESTMENT RELATED. 3350 HIGHWAY 138, BLDG. 1, SUITE 111, WALL, NJ 07719. PRESIDENT/OWNER. START DATE 01/2007. FIXED INSURANCE SALES. 140 HOURS/WEEK, 140 HOURS DURING TRADING. 2. Sage Tuition Rewards. Not investment related 3350 HIGHWAY 138, BLDG. 1, SUITE 111, WALL, NJ 07719. Marketing Director/ Sage Tuition Rewards is Reported twice a year. Start Date 12/2/2020. 3. Real Estate Rental Property; Investment Related: No; 176 Argent, Bluffton SC 29909; Rental Property; Position: Owner; Start Date 10/2022; Approx hours per month: 2; Approx hours during trading: 0; Rental Property. 4. Family Focus Private Wealth, LLC; Yes, Investment Related; 7 Carroll Court, Bluffton SC 29910; Advisory Commissions; Founder/Co-Owner; Start Date: 09/2025; Approx hours per month: 4; Approx hours during trading: 4.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-09-15
S63 Uniform Securities Agent State Law Examination 1995-11-14
  • S65 Uniform Investment Adviser Law Examination
    2009-09-15
  • S63 Uniform Securities Agent State Law Examination
    1995-11-14
Other Names
  • Kathleen Anne Sullivan

View on SEC IAPD

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