Randal Earl Ferguson

Current Employers

First Western Securities, Inc.

669 Airport Freeway Suite 409, Hurst, TX 76053 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-01-05
AZ	RA	APPROVED	2021-09-08
TX	RA	APPROVED	2003-02-21

CA RA
APPROVED

Since 2026-01-05
AZ RA
APPROVED

Since 2021-09-08
TX RA
APPROVED

Since 2003-02-21

Branch Locations

669 Airport Freeway #409, Hurst, TX 76053 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Smith Barney Harris Upham	Dallas	TX	08/1983	Present
First Western Securities, Inc.	Ft. Worth	TX	03/1987	Present
Collegiate Products	Tulsa	OK	10/1975	Present
University Of Tulsa	Tulsa	OK	09/1975	Present

08/1983 → Present

Smith Barney Harris Upham

Dallas, TX
03/1987 → Present

First Western Securities, Inc.

Ft. Worth, TX
10/1975 → Present

Collegiate Products

Tulsa, OK
09/1975 → Present

University Of Tulsa

Tulsa, OK

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-01-22
S63	Uniform Securities Agent State Law Examination	1979-11-19

S66 Uniform Combined State Law Examination

2003-01-22
S63 Uniform Securities Agent State Law Examination

1979-11-19

View on SEC IAPD

Current Employers

First Western Securities, Inc.

Disclosures

Employment History

Exams

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