Jon Michael Trombetto

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-01-23
FL	RA	APPROVED	2017-11-08

TX RA
APPROVED_RES

Since 2019-01-23
FL RA
APPROVED

Since 2017-11-08

Branch Locations

5495 Bryson Drive Suite 421, Naples, FL 34109 • United States

Valrico, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	Naples	FL	09/1998	10/2017
Eye Captured Photography, Llc	Naples	FL	07/2014	Present
Raymond James Financial Services, Inc.	Naples	FL	10/2017	Present
Raymond James Financial Services Advisors, Inc.	Naples	FL	11/2017	Present
Sunshine Wealth Mgmt, Llc	Naples	FL	11/2017	Present

09/1998 → 10/2017

Raymond James & Associates, Inc.

Naples, FL
07/2014 → Present

Eye Captured Photography, Llc

Naples, FL
10/2017 → Present

Raymond James Financial Services, Inc.

Naples, FL
11/2017 → Present

Raymond James Financial Services Advisors, Inc.

Naples, FL
11/2017 → Present

Sunshine Wealth Mgmt, Llc

Naples, FL

Previous Registrations

1998-09-24 → 2017-10-27

Raymond James & Associates, Inc.

Naples, FL

Tampa, FL

Tampa, FL

Naples, FL

Other Businesses

(1)Name of Business: Eye Captured Photography, LLC Address: 2503 Bucknell Drive, Valrico, FL, 33596, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 07/22/2014 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Serious Amateur Photographer setting up an online business to sell my photographs and to get hired to do photography for life events, weddings, landscapes, commercial projects. (2)Name of Business: Sunshine Wealth Mgmt LLC Address: 5495 Bryson Dr Ste 421, Naples, FL, 34109, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 11/20/2017 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Independent Owner LLC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-03-23
S63	Uniform Securities Agent State Law Examination	1982-07-22

S65 Uniform Investment Adviser Law Examination

1992-03-23
S63 Uniform Securities Agent State Law Examination

1982-07-22

View on SEC IAPD