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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-07-20 |
Branch Locations
2800 Post Oak Blvd Suite 3200, Houston, TX 77056 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Houston | TX | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Houston | TX | 11/2016 | 07/2017 |
| Morgan Stanley | Houston | TX | 07/2017 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 08/2017 | Present |
2.Career and Recovery Resources; Investment related - No; Houston,Texas; Charity / Private Foundation; Chair of the Advisory Board and Board Member (proprietor, partner, officer, director, employee, trustee, agent); 11/2008; During business hours: .50; After business hours: 1 3. Interfaith Ministries of Greater Houston; Not Investment related; Houston,TX; Charity / Private Foundation; Chair of the Board (proprietor, partner, officer, director, employee, trustee, agent); Jan 2008; During business hours: 2; After business hours: 5; Lead board meetins, serve on the Executive Committee, develop long and short-term strategic planning, member of finance committee.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-01-18 |
| S63 | Uniform Securities Agent State Law Examination | 1988-06-20 |
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