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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2009-01-02
  • CT RA
    APPROVED
    Since 2009-01-02

Branch Locations

6 Berkshire Blvd Unit 305, Bethel, CT 06801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Brookfield CT 06/1999 Present
Raymond James Financial Services Advisors, Inc Bethel CT 01/2009 Present
Other Businesses

(1)Name of Business: Meade Gavel Llc Address: 6 Berkshire Blvd Ste 305, Bethel, CT, 06801, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 02/01/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: frank gavel Jr and I formed the LLC to purchase our Business Condo. Nutmeg Investment Corp pays a rental income to Meade Gavel LLC (2)Name of Business: Nutmeg Investment Group, Inc Address: 6 Berkshire Blvd Ste 305, Bethel, CT, 06801, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 03/17/1999 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: WE pay our bills and taxes thr this entity.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1981-11-07
  • S63 Uniform Securities Agent State Law Examination
    1981-11-07

View on SEC IAPD

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