John Arthur Kuhlman, Jr.

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2010-02-19
IL	RA	APPROVED	2006-08-15

TX RA
APPROVED_RES

Since 2010-02-19
IL RA
APPROVED

Since 2006-08-15

Branch Locations

Two Mid America Plaza Suite 500 South, Oakbrook Terrace, IL 60181-4715 • United States

Burr Ridge, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets Corporation	Oakbrook Terrace	IL	03/2008	Present
City National Bank	Oakbrook Terrace	IL	06/2019	Present

03/2008 → Present

Rbc Capital Markets Corporation

Oakbrook Terrace, IL
06/2019 → Present

City National Bank

Oakbrook Terrace, IL

Previous Registrations

1998-09-01 → 2006-06-14

Mesirow Financial, Inc.

Oakbrook Terrace, IL

Oakbrook Terrace, IL

Other Businesses

(1) CHICAGO TKO, LLC; ADDRESS: 1900 S HIGHLAND AVE, STE 100, LOMBARD, IL 60148; BUSINESS DESCRIPTION: REAL ESTATE OWNERSHIP ENTITY; NOT INVESTMENT RELATED; START DATE: 08/01/2006; CAPACITY: OWNER-ACTIVE; DUTIES: OWN PROPERTY; HOURS DEVOTED PER WEEK: .25; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) HARRY CARAY'S RESTAURANT ROSEMONT; ADDRESS: 10233 W HIGGINS ROSEMONT, IL 60018; BUSINESS DESCRIPTION: RESTAURANT; NOT INVESTMENT RELATED; START DATE: 08/01/2006; CAPACITY: OWNER-PASSIVE; DUTIES: PASSIVE INVESTOR; HOURS DEVOTED PER WEEK: .75; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3) HARBOUR CONTRACTORS; ADDRESS: 200 WEST MAIN PLAINFIELD, IL; BUSINESS DESCRIPTION: INDUSTRIAL REAL ESTATE CONSTRUCTION; NOT INVESTMENT RELATED; START DATE: 05/28/2012; CAPACITY: INDEPENDENT CONTRACTOR/CONSULTANT; DUTIES: ADVISE ON RESTRUCTURE; HOURS DEVOTED PER WEEK: 2; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (4) ARGON CREDIT CORPORATION; ADDRESS: UNKNOWN; BUSINESS DESCRIPTION: MARKETPLACE E-LENDING; NOT INVESTMENT RELATED; START DATE: 02/01/2015; CAPACITY: BOARD OF DIRECTORS; DUTIES: BOARD OF DIRECTORS; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-10-31
S63	Uniform Securities Agent State Law Examination	1980-11-10

S65 Uniform Investment Adviser Law Examination

1996-10-31
S63 Uniform Securities Agent State Law Examination

1980-11-10

Other Names

John A Kuhlman
John A Kuhlman
John Arthur Kuhlman
John Arthur Kuhlman, Jr.

View on SEC IAPD