Paul George Stappas

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2002-08-01

NJ RA
APPROVED

Since 2002-08-01

Branch Locations

Neshanic Station, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Mml Investors Services, Inc.	Neshanic Station	NJ	01/1992	Present
Massmutual Life Insurance Company	Springfield	MA	01/1991	Present

01/1992 → Present

Mml Investors Services, Inc.

Neshanic Station, NJ
01/1991 → Present

Massmutual Life Insurance Company

Springfield, MA

Other Businesses

BMA(BOOKKEEPING MANAGEMENT ADMINISTRATION) INV.REL: NO..ADDR:760 VANESSA LANE NESHANIC STATION NJ 08853..NATURE: BOOKKEEPING SERVICES..POSITION: OWNER..DUTIES: PROVIDING REFERRALS/GENERAL MANAGEMENT..START: 01/2004..HRS/MO: 10..HRS/TRADING: 10..

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1985-11-14

S63 Uniform Securities Agent State Law Examination

1985-11-14

View on SEC IAPD