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Current Employers
Thoroughbred Financial Services, Llc

5110 Maryland Way, Suite 300, Brentwood, TN 37027-7508 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-05-27
TN RA APPROVED 2004-01-05
  • TX RA
    APPROVED
    Since 2014-05-27
  • TN RA
    APPROVED
    Since 2004-01-05

Branch Locations

12740 Kingston Pike Suite 207, Knoxville, TN 37934 • United States

5110 Maryland Way Suite 300, Brentwood, TN 37027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thoroughbred Financial Services, Llc Brentwood TN 04/2000 Present
Other Businesses

M.D. REYNOLDS & ASSOC LLC; 12740 KINGSTON PIKE, STE 207, KNOXVILLE, TN 37934; NON INVESTMENT RELATED; REAL ESTATE; GENERAL PARTNER; 2006-PRESENT; 2/HRS PER MONTH DURING TRADING TIME; DUTIES ARE LIMITED REAL ESTATE MANAGEMENT. THOROUGHBRED FINANCIAL SERVICES (INDEPENDENT INSURANCE AGENCY) 5110 MARYLAND WAY, SUITE 300, BRENTWOOD, TN 37027 -INVESTMENT RELATED - INSURANCE AGENT - SINCE 2000- ESTIMATED 5% OF TIME (8 HRS A MONTH) DEVOTED TO THIS AREA WHICH OCCURS DURING SECURITIES TRADING HOURS. ENGAGED IN SELLING LIFE, DISABILITY, MEDICAL AND LONG TERM CARE INSURANCE.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-11-26
  • S63 Uniform Securities Agent State Law Examination
    1986-11-26
Designations

View on SEC IAPD

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