Lee Warren Framer

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2025-07-10
TX	RA	APPROVED_RES	2025-07-10

OH RA
APPROVED

Since 2025-07-10
TX RA
APPROVED_RES

Since 2025-07-10

Branch Locations

Wadsworth, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Next Financial Group Inc	North Canton	OH	04/2009	07/2025
Lpl Financial Llc	Akron	OH	07/2025	Present

04/2009 → 07/2025

Next Financial Group Inc

North Canton, OH
07/2025 → Present

Lpl Financial Llc

Akron, OH

Previous Registrations

2009-04-24 → 2025-07-10

Next Financial Group, Inc.

Canton, OH

Akron, OH
2000-10-18 → 2009-04-27

Osaic Fa, Inc.

North Canton, OH

Copley, OH

Other Businesses

1. 07/10/2025- Lee W Framer JD- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 01/01/2024- 2 Hours Per Month- 1 Hour During Trading

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2020-07-29
S65	Uniform Investment Adviser Law Examination	2014-06-06

S63 Uniform Securities Agent State Law Examination

2020-07-29
S65 Uniform Investment Adviser Law Examination

2014-06-06

View on SEC IAPD