Steven Silverman

Employer firm

Centaurus Financial, Inc. CRD 30833

$9.74B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2018-01-03
NJ	RA	APPROVED	2012-01-12
PA	RA	APPROVED	2009-10-30

FL RA
APPROVED

Since 2018-01-03
NJ RA
APPROVED

Since 2012-01-12
PA RA
APPROVED

Since 2009-10-30

Branch Locations

Bensalem, PA • United States

215 8Th Street, Honesdale, PA 18431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Centaurus Financial, Inc.	Orange	CA	08/2003	Present

08/2003 → Present

Centaurus Financial, Inc.

Orange, CA

Previous Registrations

2002-07-30 → 2003-08-14

Equitable Advisors, Llc

Bensalem, PA

Other Businesses

BROKER, STEVEN SILVERMAN, 3286 INDEPENDENCE CT., BENSALEM, PA 19020. NON INVESTMENT RELATED SINCE 01/2010 AND I SPEND APPROX. 60 HOURS PER MONTH ON THIS ACTIVITY. SALE OF FIXED INSURANCE OR FIXED ANNUITIES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-08-27
S63	Uniform Securities Agent State Law Examination	1983-11-18

S65 Uniform Investment Adviser Law Examination

1999-08-27
S63 Uniform Securities Agent State Law Examination

1983-11-18

View on SEC IAPD