Bruce Thomas Mcmillan

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → 11/2016
  Wells Fargo Advisors
  San Francisco, CA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  San Francisco, CA

Previous Registrations

• 1997-07-08 → 2013-05-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
  San Francisco, CA

Other Businesses

CO-TRUSTEE FOR FATHER'S TRUST; INV. RELATED; SAN FRANCISCO, CA; START 4/2015; 1 HR PER MONTH; 0 HRS DURING TRADING. EXECUTOR FOR BROTHER'S ESTATE; INV. RELATED; SAUSALITO, CA; START 10/19/2016; 10 HRS PER MONTH; 1 HR DURING TRADING. TRUSTEE FOR BROTHER'S TRUST; INV. RELATED; SAUSALITO, CA; START 10/19/2016; 10 HRS PER MONTH; 1 HR DURING TRADING. ST. ANDREW'S SOCIETY OF SAN FRANCISCO, INV RELATED, SAN FRANCISCO, CA, INVESTMENT COMMITTEE MEMBER, START 7/14/2020, 6 HOURS PER MONTH, ZERO DURING TRADING, CREATING AND MONITORING ADHERENCE TO THE INVESTMENT POLICY STATEMENT, REVIEWING PERFORMANCE OF ADVISOR, TRANSLATING TERMS TO THE ORGANIZATION. TRUSTEE OF SISTER-IN-LAW'S TRUST FBO HER 3 CHILDREN; INV. RELATED; SAN FRANCISCO, CA; START DATE 1/2021; 1 HR PER MONTH; 1 HR DURING TRADING. TRUSTEE FOR BROTHER'S FAMILY TRUST FBO HIS 3 CHILDREN; INV. RELATED; SAUSALITO, CA; START 8/2021; 5 HRS PER MONTH; 5 HRS DURING TRADING. ST. ANDREW'S SOCIETY OF SAN FRANCISCO; NOT INV RELATED; SAN FRANCISCO, CA; PROMOTING SCOTTISH ART, CULTURE, AND MUSIC; BOARD OF TRUSTEES; START DATE: 10/30/2025; 3 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-06-17
• S63 Uniform Securities Agent State Law Examination
  1983-08-01