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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2002-10-14 |
| TX | RA | APPROVED_RES | 1989-04-05 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Durham | NC | 11/1978 | Present |
| Bank Of America, N.A. | Durham | NC | 07/2011 | Present |
I*2187302, Entity Type: , Name of OBA: Murray Hill Condominium Assocaition, Address: Chapel Hill, North Carolina, 27517, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 02/03/2025, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: Will help determine maintenance schedules, painting and grounds questions.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-04 |
| S65 | Uniform Investment Adviser Law Examination | 1993-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 1986-11-07 |
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