Robert Scott Berriman

Employer firm

Stonex Advisors Inc. CRD 174182

$5.09B regulatory AUM 52 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Stonex Advisors Inc.

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2015-01-30

CT RA
APPROVED

Since 2015-01-30

Branch Locations

West Suffield, CT • United States

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Ormond Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stonex Advisors Inc	West Suffield	CT	01/2015	Present
Stonex Securities Inc	West Suffield	CT	01/2015	Present

01/2015 → Present

Stonex Advisors Inc

West Suffield, CT
01/2015 → Present

Stonex Securities Inc

West Suffield, CT

Previous Registrations

2009-08-31 → 2015-01-30

Wrp Investments, Inc.

Windsor Locks, CT

East Longmeadow, MA

Youngstown, OH

Other Businesses

1)ONE SOURCE FINANCIAL GROUP INC, 1054 North Grand Street West Suffield, CT 06093 CORPORATION, NATURE OF BUS: RET PLAN ADMIN/INS AGENCY, TITLE: PRESIDENT, DUTIES: SALES/EXEC, TIME SPENT 90%, COMPENSATION: COMMISSIONS/FEES,

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-05-20
S63	Uniform Securities Agent State Law Examination	1984-03-27

S66 Uniform Combined State Law Examination

2009-05-20
S63 Uniform Securities Agent State Law Examination

1984-03-27

Other Names

Bob Berriman

View on SEC IAPD