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909 Lily Creek Road #101, Louisville, KY 40243-2808 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2014-06-23 |
Branch Locations
Hendrickson Building - Suite 207 P.O. Box 1728, Harlan, KY 40831 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alexander Investment Services, Co | Harlan | KY | 06/2010 | Present |
HARLAN COUNTY ECONOMIC DEVELOPMENT AUTHORITY (Harlan, KY). Board Member. Not securities-related. Time commitment of approximately 3 hours per month during Trading Hours. CAMP BLANTON is a former Boy Scout camp now owned and operated by a private trust. Board Member. Not securities-related. Minimal monthly time commitment entirely outside of Trading Hours. M&C Properties, minority shareholder in 13 acres of undeveloped property jointly owned with other immediate family members. Not securities-related. Sherwood Inn, minority shareholder in a combination restaurant, bed & breakfast, and bar jointly owned with other immediate family members. Not securities-related. No personal time commitment -- establishment is managed by other shareholders.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 2006-08-25 |
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