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Current Employers
Alexander Investment Services Co.

909 Lily Creek Road #101, Louisville, KY 40243-2808 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2014-06-23
  • KY RA
    APPROVED
    Since 2014-06-23

Branch Locations

Hendrickson Building - Suite 207 P.O. Box 1728, Harlan, KY 40831 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alexander Investment Services, Co Harlan KY 06/2010 Present
Other Businesses

HARLAN COUNTY ECONOMIC DEVELOPMENT AUTHORITY (Harlan, KY). Board Member. Not securities-related. Time commitment of approximately 3 hours per month during Trading Hours. CAMP BLANTON is a former Boy Scout camp now owned and operated by a private trust. Board Member. Not securities-related. Minimal monthly time commitment entirely outside of Trading Hours. M&C Properties, minority shareholder in 13 acres of undeveloped property jointly owned with other immediate family members. Not securities-related. Sherwood Inn, minority shareholder in a combination restaurant, bed & breakfast, and bar jointly owned with other immediate family members. Not securities-related. No personal time commitment -- establishment is managed by other shareholders.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-06-23
S63 Uniform Securities Agent State Law Examination 2006-08-25
  • S65 Uniform Investment Adviser Law Examination
    2014-06-23
  • S63 Uniform Securities Agent State Law Examination
    2006-08-25

View on SEC IAPD

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