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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2022-04-27 |
| TX | RA | APPROVED | 2022-04-27 |
Branch Locations
3935 Mcmasters Avenue Suite 5, Hannibal, MO 63401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Hannibal | MO | 06/2011 | 11/2017 |
| Raymond James Financial Services, Inc. | Hannibal | MO | 11/2017 | Present |
| G.S. Financial Llc. | Hannibal | MO | 06/2007 | Present |
| Raymond James Financial Services Advisors, Inc. | Hannibal | MO | 04/2022 | Present |
1) G.S. FINANCIAL LLC; MO; HANNIBAL, MO; NOT INVESTMENT RELATED; STARTED 02/02/2016; 2 HRS MO DEVOTED; 0 HRS MO DURING TRADING; 401K FOR PRACTICE. FA & WIFE ONLY PARTICIPANTS TRUSTEE. 2) G.S. FINANCIAL LLC; HANNIBAL, MO; INVESTMENT RELATED; STARTED 06/2007; 160 HRS MO DEVOTED; 130 HRS DURING TRADING; OPERATING PRACTICE. ADVISOR. 3) Name of Business : G S Financial LLC - Address: Hannibal , MO - Nature of the Business: Support Company/DBA (Owner) - Position/Title: Support Company/DBA (Owner) - Investment Related: No - Start Date: 06/01/2010 - Hours per month devoted to this business: 2 - Hours per month devoted to this business during trading hours: 0 - Description of duties: support company for operations purposes.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 1991-03-05 |
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