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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-07-03 |
| TX | RA | APPROVED_RES | 2017-02-15 |
| IN | RA | APPROVED | 2009-01-02 |
Branch Locations
Murfreesboro, TN • United States
1821 Dogwood Dr Suite 129, Kokomo, IN 46902 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Murfreesboro | TN | 02/1991 | Present |
| Raymond James Financial Services Advisors, Inc | Murfreesboro | TN | 01/2009 | Present |
(1)Name of Business: Address: 853 Arbon Vale Drive, Murfreesboro, TN, 47304, United States Activity Type: Private Investment/Private Securities Transaction(PST) Position/Title: Investment Related: No Start Date: 01/01/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-01-21 |
| S65 | Uniform Investment Adviser Law Examination | 2003-09-15 |
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