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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2025-01-14
NY RA APPROVED 2021-08-03
  • OK RA
    APPROVED
    Since 2025-01-14
  • NY RA
    APPROVED
    Since 2021-08-03

Branch Locations

4063 N Buffalo St, Orchard Park, NY 14127 • United States

Colden, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Corp. Orchard Park NY 01/1993 Present
  • 01/1993 → Present
    Linsco/Private Ledger Corp.
    Orchard Park, NY
Other Businesses

1. NON-VARIABLE INSURANCE / INSURANCES FOR LIFE, DISABILITY, LONG TERM HEALTH CARE AND FIXED ANNUITIES / 10% OF TIME

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-11-12
  • S63 Uniform Securities Agent State Law Examination
    1984-11-12
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

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