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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2025-01-14 |
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
4063 N Buffalo St, Orchard Park, NY 14127 • United States
Colden, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linsco/Private Ledger Corp. | Orchard Park | NY | 01/1993 | Present |
1. NON-VARIABLE INSURANCE / INSURANCES FOR LIFE, DISABILITY, LONG TERM HEALTH CARE AND FIXED ANNUITIES / 10% OF TIME
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-11-12 |
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