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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-07-30 |
| TX | RA | APPROVED | 2026-07-30 |
| VA | RA | APPROVED | 2026-07-30 |
Branch Locations
Montpelier, VA • United States
83 East Ave Suite 111, Norwalk, CT 06851 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | New Haven | CT | 06/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New Haven | CT | 11/2016 | 07/2026 |
| Lpl Financial, Llc | Montpelier | VA | 07/2026 | Present |
1. 07/2026 - East Avenue Capital - DBA for LPL Business (entity for LPL business) - Inv Related – 240 Hour(s)/Month – 30 Hour(s) During Trading – Norwalk, CT, CT, 06851 – OBA Start Date: 7/30/2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 1983-05-09 |
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