Tod Randolph Phillips

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-06-01
FL	RA	APPROVED	2020-10-28
MI	RA	APPROVED	2010-04-15

TX RA
APPROVED

Since 2026-06-01
FL RA
APPROVED

Since 2020-10-28
MI RA
APPROVED

Since 2010-04-15

Branch Locations

Sebring, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)	Sebring	FL	11/2003	Present

11/2003 → Present

Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)

Sebring, FL

Other Businesses

1. 11/21/2003 - No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - SELLING FIXED ANNUITIES, DISABILITY, LONG TERM CARE, UNIVERSAL AND TERM LIFE INSURANCE. 2. 3/23/2007 - AMERICA GROUP RETIREMENT STRATEGY CENTERS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 3. 08/28/2023 - Stefanski Holmes Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/24/2023 - 1 Hour Per Month/ 1 Hour During Trading 4) 12/16/2024- Retirement Strategy Centers- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 12/09/2024- 120 HRS MTH- 5 HRS During Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-05-27
S63	Uniform Securities Agent State Law Examination	1994-04-14

S65 Uniform Investment Adviser Law Examination

1997-05-27
S63 Uniform Securities Agent State Law Examination

1994-04-14

Designations

Other Names

Tod R Phillips

View on SEC IAPD