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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-19
AZ RA APPROVED 2026-01-21
  • TX RA
    APPROVED_RES
    Since 2026-03-19
  • AZ RA
    APPROVED
    Since 2026-01-21

Branch Locations

63 S. Rockford Dr. Ste 100, Tempe, AZ 85288 • United States

Paradise Valley, AZ • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Exigo Consulting, Llc Paradise Valley AZ 09/2011 Present
Scottsdale Capital Advisors Corp. Scottsdale AZ 03/2014 12/2016
Securities America, Inc. Phoenix AZ 09/2017 01/2019
Alpine Securities Salt Lake City UT 12/2016 06/2017
Cue Financial Group, Inc Phoenix AZ 09/2017 01/2019
United Planners' Financial Services Of America A Limited Partner Scottsdale AZ 06/2019 04/2021
Fintron Invest Llc Stamford CT 02/2023 03/2024
Alpine Securities Corporation Salt Lake City UT 01/2017 06/2017
Pfg Advisors Phoenix AZ 04/2018 12/2018
Cue Advisory Services, Inc Phoenix AZ 02/2018 12/2018
Securities America, Inc. Phoenix AZ 09/2017 01/2019
United Planners' Financial Services Of America A L Scottsdale AZ 06/2019 04/2021
Etoro Usa Securities Inc. Hoboken NJ 07/2021 08/2022
Fintron Advisors Llc Stamford CT 07/2023 03/2024
Cambridge Investment Research, Inc. Fairfield IA 04/2025 11/2025
Cambridge Investment Research, Inc. Fairfield IA 05/2025 11/2025
Kestra Investment Services, Llc Tempe AZ 12/2025 Present
Kestra Advisory Services, Llc Tempe AZ 01/2026 Present
  • 09/2011 → Present
    Exigo Consulting, Llc
    Paradise Valley, AZ
  • 03/2014 → 12/2016
    Scottsdale Capital Advisors Corp.
    Scottsdale, AZ
  • 09/2017 → 01/2019
    Securities America, Inc.
    Phoenix, AZ
  • 12/2016 → 06/2017
    Alpine Securities
    Salt Lake City, UT
  • 09/2017 → 01/2019
    Cue Financial Group, Inc
    Phoenix, AZ
  • 06/2019 → 04/2021
    Scottsdale, AZ
  • 02/2023 → 03/2024
    Fintron Invest Llc
    Stamford, CT
  • 01/2017 → 06/2017
    Alpine Securities Corporation
    Salt Lake City, UT
  • 04/2018 → 12/2018
    Phoenix, AZ
  • 02/2018 → 12/2018
    Cue Advisory Services, Inc
    Phoenix, AZ
  • 09/2017 → 01/2019
    Securities America, Inc.
    Phoenix, AZ
  • 06/2019 → 04/2021
    United Planners' Financial Services Of America A L
    Scottsdale, AZ
  • 07/2021 → 08/2022
    Etoro Usa Securities Inc.
    Hoboken, NJ
  • 07/2023 → 03/2024
    Stamford, CT
  • 04/2025 → 11/2025
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 05/2025 → 11/2025
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 12/2025 → Present
    Kestra Investment Services, Llc
    Tempe, AZ
  • 01/2026 → Present
    Tempe, AZ
Previous Registrations
Other Businesses

Name: EXIGO CONSULTING POSITION: Owner and consultant NATURE: Consulting INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/14/2012 ADDRESS: 10437 N 55th Place, Paradise Valley AZ 85253, United States DESCRIPTION: I do not engage in any consulting activities through Exigo (or otherwise) while registered with another firm. It is exclusively me, helping contacts I've made over the years, whenever I'm unregistered. This it will be dormant for the foreseeable future.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-23
S63 Uniform Securities Agent State Law Examination 2014-03-29
  • S66 Uniform Combined State Law Examination
    2018-01-23
  • S63 Uniform Securities Agent State Law Examination
    2014-03-29
Other Names
  • Joseph Frank Kroleski
  • Joseph Frank Kroleski

View on SEC IAPD

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