Paul Grady Moss

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2024-01-08
KY	RA	APPROVED	2024-01-08
MS	RA	APPROVED	2024-01-08
SC	RA	APPROVED	2024-01-08
TX	RA	APPROVED	2021-04-07
AL	RA	APPROVED	2018-02-14
AZ	RA	APPROVED	2018-02-14
GA	RA	APPROVED	2018-02-14

DC RA
APPROVED

Since 2024-01-08
KY RA
APPROVED

Since 2024-01-08
MS RA
APPROVED

Since 2024-01-08
SC RA
APPROVED

Since 2024-01-08
TX RA
APPROVED

Since 2021-04-07
AL RA
APPROVED

Since 2018-02-14
AZ RA
APPROVED

Since 2018-02-14
GA RA
APPROVED

Since 2018-02-14

Branch Locations

Big Canoe, GA • United States

319 E Church St Ste B, Cartersville, GA 30120-3352 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Grady Moss & Associates	Alpharetta	GA	01/1993	Present
True-Moss Communications, Inc.	Alpharetta	GA	01/1994	12/2018
Invest Financial Corporation	Cartersville	GA	01/2005	02/2018
Lpl Financial Llc	Milton	GA	02/2018	Present

01/1993 → Present

Grady Moss & Associates

Alpharetta, GA
01/1994 → 12/2018

True-Moss Communications, Inc.

Alpharetta, GA
01/2005 → 02/2018

Invest Financial Corporation

Cartersville, GA
02/2018 → Present

Lpl Financial Llc

Milton, GA

Previous Registrations

2005-01-24 → 2018-02-16

Invest Financial Corporation

Adairsville, GA

Calhoun, GA

Cartersville, GA

Rome, GA

Stuart, FL

Cartersville, GA

Cartersville, GA

Alpharetta, GA

Alpharetta, GA

Calhoun, GA

Rome, GA

Cartersville, GA

Adairsville, GA

Appleton, WI
2003-07-30 → 2005-12-31

The Financial Planning Center, Inc.

Alpharetta, GA

Other Businesses

1. 02/14/2018 - MAIN STREET ADVISORS, INC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 50 Hours Per Month/0 Hours During Securities Trading - Time Spent 5%. 2. 02/14/2018 - GRADY MOSS & ASSOCIATES INC. - Not Investment Related - 12120 N. Hickory Trace, Alpharetta, GA 30004 - Other - OFFICER/PRESIDENT - Start Date 01/1991.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-12-12
S63	Uniform Securities Agent State Law Examination	1985-03-25

S65 Uniform Investment Adviser Law Examination

1997-12-12
S63 Uniform Securities Agent State Law Examination

1985-03-25

Designations

Other Names

Grady Paul Moss
Paul Grady Moss

View on SEC IAPD