Wayne Keith Burgher

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-10-14
TX	RA	APPROVED_RES	1999-04-20

CA RA
APPROVED

Since 2025-10-14
TX RA
APPROVED_RES

Since 1999-04-20

Branch Locations

Agoura Hills, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Transamerica Occidental Life	Los Angeles	CA	11/1987	Present
Lpl Financial, Llc	Agoura Hills	CA	03/1997	Present

11/1987 → Present

Transamerica Occidental Life

Los Angeles, CA
03/1997 → Present

Lpl Financial, Llc

Agoura Hills, CA

Previous Registrations

2002-05-14 → 2005-09-06

The Estate Management Group, Inc.

Valencia, CA

Other Businesses

(1) 02/04/2011 - NON-VARIABLE INSURANCE - OCCASIONALLY SELL LIFE INSURANCE PRODUCTS THAT ARE NOT VARIABLE OUTSIDE LPL - TIME SPENT 5% - AGOURA HILLS, CA.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-12-01

S63 Uniform Securities Agent State Law Examination

1993-12-01

View on SEC IAPD