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James Warren Williams

Osaic Wealth, Inc.

Harrisburg, IL

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-01-24
TX RA APPROVED_RES 2025-01-24
  • IL RA
    APPROVED
    Since 2025-01-24
  • TX RA
    APPROVED_RES
    Since 2025-01-24

Branch Locations

100 South Commercial Street Suite B, Harrisburg, IL 62946 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Corporation Nashville TN 11/1977 01/2025
Williams & Associates Insurance Harrisburg IL 07/1979 Present
Osaic Wealth, Inc. Harrisburg IL 01/2025 Present
  • 11/1977 → 01/2025
    Lincoln Financial Advisors Corporation
    Nashville, TN
  • 07/1979 → Present
    Williams & Associates Insurance
    Harrisburg, IL
  • 01/2025 → Present
    Osaic Wealth, Inc.
    Harrisburg, IL
Previous Registrations
  • 2003-12-03 → 2025-01-24
    Osaic Fa, Inc.
    Harrisburg, IL
    Harrisburg, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-11-24
S63 Uniform Securities Agent State Law Examination 1991-12-19
  • S65 Uniform Investment Adviser Law Examination
    2003-11-24
  • S63 Uniform Securities Agent State Law Examination
    1991-12-19
Other Names
  • James W Williams

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Harrisburg, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Harrisburg, IL
WABASH CAPITAL, INC. · HARRISBURG, IL
EDWARD JONES · HARRISBURG, IL
EDWARD JONES · HARRISBURG, IL
CORNERSTONE WEALTH MANAGEMENT, LLC · Harrisburg, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Eldorado, IL
EDWARD JONES · ELDORADO, IL

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