Jon Andrew Law

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2007 → 09/2016
  Massmutual Financial Group
  Syracuse, NY
• 04/2007 → 09/2016
  Mml Investors Services, Inc
  Syracuse, NY
• 09/2016 → 07/2017
  Mutual Of Omaha Insurance Company
  Syracuse, NY
• 09/2016 → 07/2017
  Mutual Of Omaha Investor Services
  Omaha, NE
• 07/2017 → 07/2025
  Cadaret, Grant & Co., Inc.
  Liverpool, NY
• 07/2025 → Present
  Lpl Financial Llc
  Liverpool, NY

Previous Registrations

• 2017-07-12 → 2025-07-10
  Cadaret, Grant & Co., Inc.
  Liverpool, NY
  Syracuse, NY
• 2016-09-22 → 2017-06-30
  Mutual Of Omaha Investor Services, Inc.
  Syracuse, NY

Other Businesses

1. 07/2025 - Central New York Agency LLC - DBA for LPL Business (entity for LPL business) - Liverpool, NY - INV REL - Start Date 03/01/2007 - 150hrs/mth | 150hrs during trading 2. 07/2025 - JON Law - Real Estate Rental - Syracuse, NY - INV REL - Start Date 05/15/1981 - 2hrs/mth | 0hrs during trading 3. 07/2025 - Central New York Agency LLC - Non-Variable Insurance - Liverpool, NY - INV REL - Start Date 03/01/2007 - 100hrs/mth | 100hrs during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2007-02-22

Designations

• Certified Financial Planner
• Chartered Financial Consultant