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Christine Young Bowe

Empirical Wealth Management

Irvine, CA

Seattle, WA

CRD 5181837

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Employer firm

Empirical Wealth Management CRD 152622

$8.43B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Empirical Wealth Management

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-02-19
  • CA RA
    APPROVED
    Since 2024-02-19

Branch Locations

2955 Main Street Suite 208, Irvine, CA 92614 • United States

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Tustin CA 09/2014 09/2016
World Financial Group, Inc. Tustin CA 04/2013 Present
Christine Bowe Irvine CA 12/2015 Present
Coldwell Banker Residential Brokerage Irvine CA 12/2015 08/2023
Empirical Wealth Management Irvine CA 05/2023 Present
Empirical Real Estate Services, Inc. Irvine CA 08/2023 Present
  • 09/2014 → 09/2016
    Transamerica Financial Advisors, Inc
    Tustin, CA
  • 04/2013 → Present
    World Financial Group, Inc.
    Tustin, CA
  • 12/2015 → Present
    Christine Bowe
    Irvine, CA
  • 12/2015 → 08/2023
    Coldwell Banker Residential Brokerage
    Irvine, CA
  • 05/2023 → Present
    Irvine, CA
  • 08/2023 → Present
    Empirical Real Estate Services, Inc.
    Irvine, CA
Previous Registrations
Other Businesses

CHRISTINE BOWE; 12/01/2015; YES INV RELATED; BROKER ; HELP CLIENTS BUY AND SELL THEIR REAL ETATE PROPERTIES; 10 HRS/MO; THIS WILL BE A PART TIME BUSINESS ACTIVITY. EMPIRICAL REAL ESTATE SERVICES: 08/2023; MANAGING BROKER; WILL REVIEW REAL ESTATE HOLDINGS OF CLIENTS AND ALSO MANAGE PROPERTY LISTINGS FOR PURCHASE AND SALE. APPROX 120 HRS/MO WILL BE DEVOTED TO THIS BUSINESS DURING BUSINESS HOURS. WORLD FINANCIAL GROUP: 04/2013; INDEPENDENT CONTRACTOR; AGENT WHO PROVIDES LIFE INSURANCE TO CLIENTS. 1 HR/MO.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-17
S63 Uniform Securities Agent State Law Examination 2014-08-08
  • S65 Uniform Investment Adviser Law Examination
    2024-02-17
  • S63 Uniform Securities Agent State Law Examination
    2014-08-08
Other Names
  • Yang Bowe
  • Yang Liu
  • Yang Bowe
  • Christine Y Bowe

View on SEC IAPD

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