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1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-02-19 |
Branch Locations
2955 Main Street Suite 208, Irvine, CA 92614 • United States
1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Tustin | CA | 09/2014 | 09/2016 |
| World Financial Group, Inc. | Tustin | CA | 04/2013 | Present |
| Christine Bowe | Irvine | CA | 12/2015 | Present |
| Coldwell Banker Residential Brokerage | Irvine | CA | 12/2015 | 08/2023 |
| Empirical Wealth Management | Irvine | CA | 05/2023 | Present |
| Empirical Real Estate Services, Inc. | Irvine | CA | 08/2023 | Present |
CHRISTINE BOWE; 12/01/2015; YES INV RELATED; BROKER ; HELP CLIENTS BUY AND SELL THEIR REAL ETATE PROPERTIES; 10 HRS/MO; THIS WILL BE A PART TIME BUSINESS ACTIVITY. EMPIRICAL REAL ESTATE SERVICES: 08/2023; MANAGING BROKER; WILL REVIEW REAL ESTATE HOLDINGS OF CLIENTS AND ALSO MANAGE PROPERTY LISTINGS FOR PURCHASE AND SALE. APPROX 120 HRS/MO WILL BE DEVOTED TO THIS BUSINESS DURING BUSINESS HOURS. WORLD FINANCIAL GROUP: 04/2013; INDEPENDENT CONTRACTOR; AGENT WHO PROVIDES LIFE INSURANCE TO CLIENTS. 1 HR/MO.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-17 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-08 |
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