Joseph Albert Ferrante

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-03-21
CT	RA	APPROVED	2019-10-01
TX	RA	APPROVED_RES	2014-03-03

FL RA
APPROVED

Since 2022-03-21
CT RA
APPROVED

Since 2019-10-01
TX RA
APPROVED_RES

Since 2014-03-03

Branch Locations

Franklin, MA • United States

28 State Street 26Th Floor, Boston, MA 02109 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Boston	MA	06/2009	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney Llc

Boston, MA
01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-11-13
S65	Uniform Investment Adviser Law Examination	1992-06-19
S63	Uniform Securities Agent State Law Examination	1980-01-21

S66 Uniform Combined State Law Examination

2019-11-13
S65 Uniform Investment Adviser Law Examination

1992-06-19
S63 Uniform Securities Agent State Law Examination

1980-01-21

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Exams

Other Firms

Other Investors

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