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Benjamin Hamilton Moore

Morgan Stanley

Middleton, MA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-11-12
  • TX RA
    APPROVED_RES
    Since 2020-11-12

Branch Locations

35 Village Road Suite 601, Middleton, MA 01949 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Middleton MA 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Middleton, MA
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-12-13
S63 Uniform Securities Agent State Law Examination 1980-06-17
  • S65 Uniform Investment Adviser Law Examination
    1993-12-13
  • S63 Uniform Securities Agent State Law Examination
    1980-06-17
Other Names
  • Benjamin Hamilton Moore

View on SEC IAPD

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Other Offices

VITALE & CAPUTO WEALTH MANAGEMENT LLC · MIDDLETON, MA
AMERIPRISE FINANCIAL SERVICES, LLC · Middleton, MA
PARK AVENUE SECURITIES LLC · MIDDLETON, MA
MWA ASSET MANAGEMENT · DANVERS, MA
HEALTHVIEW ASSET MANAGEMENT, INC. · Danvers, MA
AMERIPRISE FINANCIAL SERVICES, LLC · Danvers, MA
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