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Susette Gustini

Sargent Investment Group

Bethesda, MD

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Current Employers
Sargent Investment Group

4920 Elm Street Suite 305, Bethesda, MD 20814 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2019-02-11
  • MD RA
    APPROVED
    Since 2019-02-11

Branch Locations

4920 Elm Street Suite 305, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Skg Group, Llc Washington DC 06/2010 11/2018
Sargent Investment Group, Llc Bethesda MD 11/2018 Present
  • 06/2010 → 11/2018
    Skg Group, Llc
    Washington, DC
  • 11/2018 → Present
    Sargent Investment Group, Llc
    Bethesda, MD
Previous Registrations
  • 2010-05-18 → 2018-12-31
    Skg Group, Llc
    Washington, DC
  • 2010-05-18 → 2018-11-27
    Skg Group, Llc
    Washington, DC
  • 2003-08-04 → 2010-06-10
    Tollefson Gustini & Co. Investment Management Llc
    Washington, DC
    Washington, DC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-01-28
S63 Uniform Securities Agent State Law Examination 1983-12-29
  • S65 Uniform Investment Adviser Law Examination
    1992-01-28
  • S63 Uniform Securities Agent State Law Examination
    1983-12-29
Other Names
  • Susette Parran Gustini
  • Susette Parran Kirkpatrick
  • Susette Kirkpatrick Gustini

View on SEC IAPD

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