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50 Chestnut Street Suite A-400, Beavercreek, OH 45440 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| FL | RA | APPROVED | 2025-01-01 |
| KY | RA | APPROVED | 2025-01-01 |
| MD | RA | APPROVED | 2025-01-01 |
| MI | RA | APPROVED | 2025-01-01 |
| OR | RA | APPROVED | 2025-01-01 |
| SC | RA | APPROVED | 2025-01-01 |
| CT | RA | APPROVED | 2022-01-07 |
| GA | RA | APPROVED | 2020-04-06 |
| LA | RA | APPROVED | 2019-05-28 |
| AZ | RA | APPROVED | 2018-10-02 |
| IA | RA | APPROVED | 2017-08-01 |
| VA | RA | APPROVED | 2017-05-12 |
| ME | RA | APPROVED | 2017-05-02 |
| TX | RA | APPROVED_RES | 2017-04-11 |
| IN | RA | APPROVED | 2017-04-07 |
| NJ | RA | APPROVED | 2017-04-04 |
| IL | RA | APPROVED | 2016-10-03 |
| MA | RA | APPROVED | 2016-07-27 |
| PA | RA | APPROVED | 2014-10-08 |
| WA | RA | APPROVED | 2013-08-09 |
| OH | RA | APPROVED | 2003-01-22 |
Branch Locations
50 Chestnut Street Suite A-400, Beavercreek, OH 45440 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Westminster Financial Securities, Inc. | Dayton | OH | 08/1987 | Present |
| Westminster/Brazie Financial Securities | Dayton | OH | 10/1987 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-31 |
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