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849 Lake Street East, Wayzata, MN 55391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-10-20 |
| TX | RA | APPROVED_RES | 2013-08-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 360 Financial | Minnetonka | MN | 08/2013 | Present |
| Lpl Financial Llc | Minnetonka | MN | 08/2013 | Present |
(1) 08/30/2013: 360 FINANCIAL - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - 100% OF TIME SPENT (2) 09/09/2013: 360 FINANCIAL - INV REL - AT REPORTED BUSIENSS LOCATION(S) - REGISTERED INVESTMENT ADVISOR: (HYBRID) 360 FINANCIAL - 100% OF TIME SPENT - INVESTMENT ADVISER REPRESENTATIVE
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1980-03-04 |
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