Dennis Leonard Weil

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1977 → Present
  Phoenix Mutual Life
  Garden City, NY
• 02/2001 → 02/2019
  North Ridge Securities Corp
  Melville, NY
• 02/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/1995 → Present
  The Planning Group
  East Meadow, NY
• 01/2014 → Present
  Pohs Institute Of New York
  Westbury, NY
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 02/2019 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, LONG-TERM CARE. PROPERTY AND CASUALTY AND PENSIONS 2. NAME OF OTHER BUSINESS: NORTH RIDGE WEALTH PLANNING INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 2/2019 POSITION/TITLE/RELATIONSHIP: ADVISOR - FINANCIAL SERVICES APX NUMBER OF HOURS PER WEEK: 20-30 APX NUMBER OF HOURS DURING TRADING HOURS: 20-30 BRIEF DESCRIPTION OF DUTIES: ADVISOR - FINANCIAL SERVICES 3. NAME OF OTHER BUSINESS: THE PLANNING GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 1995 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: DBA NAME FOR FINANCIAL SERVICES 4. NAME OF OTHER BUSINESS: REAL ESTATE INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: REAL ESTATE START DATE: 1986 POSITION/TITLE/RELATIONSHIP: OWNER / MANAGER APX NUMBER OF HOURS PER WEEK: 1-3 APX NUMBER OF HOURS DURING TRADING HOURS: 1-3 BRIEF DESCRIPTION OF DUTIES: REAL ESTATE 5. NAME OF OTHER BUSINESS: POHS INSTITUTE OF NEW YORK INVESTMENT RELATED: NO ADDRESS: 400 OLD COUNTRY RD #C-100, WESTBURY, NY 11590 NATURE OF BUSINESS: TEACHER START DATE: 2014 POSITION/TITLE/RELATIONSHIP: TEACHER / INSTRUCTOR APX NUMBER OF HOURS PER WEEK: 2-4 HOUR CLASSES. 5-10 CLASSES / YEAR APX NUMBER OF HOURS DURING TRADING HOURS: 2-4 HOUR CLASSES. 5-10 CLASSES / YEAR BRIEF DESCRIPTION OF DUTIES: TEACH CE CLASSES 6. NAME OF OTHER BUSINESS: DW PLANNING SERVICES CORP DBA THE PLANNING GROUP ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INSURANCE SERVICES ; START DATE: 3/2008; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 10-20; APX NUMBER OF HOURS DURING TRADING HOURS:10-20; BRIEF DESCRIPTION OF DUTIES: DBA FOR INSURANCE SERVICES;

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-04-11

Designations

• Chartered Financial Consultant

Other Names

• Dennis L Weil