Thaddeus Sajous Cook

Current Employers

Searle & Co.

333 Greenwich Avenue, Greenwich, CT 06830 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-09
CT	RA	APPROVED	2002-11-06

NY RA
APPROVED

Since 2021-04-09
CT RA
APPROVED

Since 2002-11-06

Branch Locations

Garrison, NY • United States

333 Greenwich Ave, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Securities Research, Inc.	Vero Beach	FL	09/1984	Present
Searle & Co.	Greenwich	CT	12/1991	Present

09/1984 → Present

Securities Research, Inc.

Vero Beach, FL
12/1991 → Present

Searle & Co.

Greenwich, CT

Previous Registrations

2002-10-23 → 2025-07-11

Securities Research, Inc. Of Florida

Danbury, CT

Danbury, CT

Garrison, NY

Vero Beach, FL
2004-11-08 → 2007-09-14

Scs Asset Management, Inc

Tampa, FL

Other Businesses

SEARLE & CO., INVESTMENT RELATED, 333 GREENWICH AVE, GREENWICH CT 06830, STOCK BROKERAGE, RR, 12/31/1991, 2, 2, ADVISORY - SHEARMAN RALSTON., INVESTMENT RELATED, 333 GREENWICH AVE, GREENWICH CT 06830, ADMINISTRATIVE, 01/01/2014, 5, 5, COMPLIANCE. THE SHEARMAN FOUNDATION, INVESTMENT RELATED, LAKE CHARLES, LA, FOUNDATION, TRUSTEE, TRUSTEE, 12/1/21, 1 HOURS, 1 HOURS, PREPARING SOURCE DOCUMENTS FOR TAXES, BILL PAYING FOR BENEFICIARY OF TRUSTEES, TRUST OVERSIGHT.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-10-19
S63	Uniform Securities Agent State Law Examination	1979-10-25

S65 Uniform Investment Adviser Law Examination

2002-10-19
S63 Uniform Securities Agent State Law Examination

1979-10-25

View on SEC IAPD