Raymond Joseph Miller

Employer firm

Sunbelt Securities, Inc. CRD 42180

$2.64B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → Present
  Sunbelt Securities, Inc.
  Houston, TX

Previous Registrations

• 2007-10-16 → 2008-12-31
  Usf Services, Llc
  Houston, TX
• 2007-10-16 → 2008-12-31
  Usf Advisors, Llc
  Houston, TX
• 2007-10-16 → 2008-12-31
  Usf Alternative Services, Llc
  Houston, TX
• 2007-05-29 → 2007-10-29
  Citigroup Global Markets Inc.
  Austin, TX
• 2006-09-07 → 2007-05-29
  Citicorp Investment Services
  Austin, TX
• 1995-08-18 → 2006-09-07
  Citigroup Global Markets Inc.
  Austin, TX
  Austin, TX

Other Businesses

1) KATY2.5 LLC (OBA): NOT INVESTMENT RELATED. 2700 Post Oak Blvd, Ste 1700, HOUSTON, TX 77056. INVESTMENT IN LAND. NO POSITION. NO RELATIONSHIP. START: 09/2014. ZERO HOURS PER WEEK, NONE DURING TRADING. 2) FERMI RSB 21 LLC (OBA): 1950 Hughes Landing Blvd #805, Spring TX 77380. Technology Investment. Member. No relationship. Start: 12/2021. Zero hours per week, none during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-12-09
• S63 Uniform Securities Agent State Law Examination
  1987-08-14

Designations

• Certified Financial Planner

Other Names

• Ray Miller