Katherine Stcharles Clark

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → Present
  Rbc Capital Markets, Llc
  Chevy Chase, MD
• 04/2017 → 01/2025
  City National Bank
  Chevy Chase, MD

Previous Registrations

• 2005-11-14 → 2014-01-09
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bethesda, MD
  North Bethesda, MD
• 1993-07-31 → 2005-11-25
  Citigroup Global Markets Inc.
  Bethesda, MD

Other Businesses

(1) THE EXCEL INSTITUTE; 1235 KINLWORTH AVE NE UNIT 1 WASHINGTON DC 20019; TRAINING PROGRAM FOR UNDERPRIVILEGED YOUNG ADULTS; 07/01/09 TO 07/02/18; BOARD OF DIRECTORS; FUND RAISING & INCREASING AWARENESS; 16 HOURS DEVOTED PER MONTH; 8 HOURS DEVOTED DURING SECURITIES HOURS. (2) Name of Entity - National Park Trust Address - 401 E Jefferson Street,Suite 207 ,Rockville, Md 20850 Business Description - Nonprofit for land acquisitions in or near USA National parks that are privately owned and kids program Business is not investment related Projected Start Date:09/09/2019 Capacity: Board of Directors * Duties Performed: Help with the education of what NPT does and assist with the kids program called Buddy Bison Hours Devoted to this OBA Per Month: 2-3 Hours Hours Devoted to this OBA during business hours: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-01-21
• S63 Uniform Securities Agent State Law Examination
  1979-11-27

Other Names

• Katherine S Clark
• Katherine St Charles