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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-04-07 |
| OK | RA | APPROVED | 2009-06-01 |
Branch Locations
5001 Spring Valley Road Suite 900W, Dallas, TX 75244 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Longview | TX | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1.OIL AND GAS WORKING INTEREST. OPERATOR. CANADIAN COUNTY, OK. 1994. 1 HOUR PER MONTH. 2.BAR-B HOLDINGS LLC IS A LIMITED LIABILITY CORP. FORMED BY ME TO BE BE THE MANAGING MEMBER FOR A LIMITED LIABILITY PARTNERSHIP, LO QUE SERA LTD., WHICH OWNS RANCH LAND IN CENTRAL TEXAS. THE BUSINESS IS NOT INVESTMENT RELATED. THERE WILL SOME KIND OF LIVESTOCK AND FARMING INVOLVED, BUT THERE IS NONE AT THIS TIME. 3.Lo Que Sera Limited; Investment related; FORNEY, TX; recreational property; Sale of hay; Managing Partner; 04/2008; During business hours: 2, After business hours: 10 *91477 - Zonta Club of Dallas Charitable Trust; Investment Related - No; Dallas, Texas; empoweer women and girls; Advisory Board, Finance Committee (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 06/2012; During Business Hours: 2; After Business Hours: 8; Fundraising, Administrative. *91476 - Zonta Club of Dallas; Investment related: No; Dallas, Texas; Children/Youth:Civic/Community:Education:Other; Advisory Board:Finance Committee(proprietor, partner, officer, director, employee, trustee, agent); 2/2010; During business hours: 2; After business hours: 8; Administrative:Fundraising:Other *686544- Zonta Foundation for Women; Investment related: No; Oak Brook, Illinois; Individual Rights and Liberties, Health and Welfare, Education, Environmental; Board Member, Finance Committee, Investment Committee (proprietor, partner, officer, director, employee, trustee, agent); 07/2026; During business hours: 1; After business hours: 4; Accounting/Bookkeeping, Fundraising, Investment Decisions/Advice
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-02-17 |
| S63 | Uniform Securities Agent State Law Examination | 1979-12-17 |
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