Joseph Ralph Licate

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2008 → 08/2026
  Ubs Financial Services Inc
  Cleveland, OH
• 08/2026 → Present
  Raymond James & Associates, Inc.
  Beachwood, OH

Previous Registrations

• 2008-08-18 → 2026-08-27
  Ubs Financial Services Inc.
  Cleveland, OH
  Pepper Pike, OH
• 2007-04-02 → 2008-08-19
  Morgan Stanley & Co. Llc
  Cleveland, OH
• 1999-05-19 → 2007-04-02
  Morgan Stanley Dw Inc.
  Cleveland, OH
  Cleveland, OH

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-04-27
• S63 Uniform Securities Agent State Law Examination
  1980-02-16