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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2015-06-12
  • OR RA
    APPROVED
    Since 2015-06-12

Branch Locations

800 Willamette Street Suite 730, Eugene, OR 97401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network San Diego CA 06/2015 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-06-14
S63 Uniform Securities Agent State Law Examination 1987-06-01
  • S65 Uniform Investment Adviser Law Examination
    2010-06-14
  • S63 Uniform Securities Agent State Law Examination
    1987-06-01
Other Names
  • Gary L Feldman

View on SEC IAPD

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