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Charles William Neuhauser

Mainwall Investment Management, LLC

Tuxedo Park, NY

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Current Employers
Mainwall Investment Management, Llc

Tuxedo Park, NY • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-07
  • NY RA
    APPROVED
    Since 2021-06-07

Branch Locations

Tuxedo Park, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mainwall Investment Management, Llc Tuxedo Park NY 02/2010 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-11-07
S63 Uniform Securities Agent State Law Examination 1989-08-10
  • S65 Uniform Investment Adviser Law Examination
    1991-11-07
  • S63 Uniform Securities Agent State Law Examination
    1989-08-10
Designations

View on SEC IAPD

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