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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-01-24
  • NC RA
    APPROVED
    Since 2025-01-24

Branch Locations

Greensboro, NC • United States

2102 North Elm Street Suite D, Greensboro, NC 27408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Securities Corporation Greensboro NC 07/2008 01/2025
Osaic Wealth, Inc. Greensboro NC 01/2025 Present
  • 07/2008 → 01/2025
    Lincoln Financial Securities Corporation
    Greensboro, NC
  • 01/2025 → Present
    Greensboro, NC
Previous Registrations
  • 2006-01-30 → 2025-01-24
    Osaic Fs, Inc.
    Concord, NH
    Richmond, VA
    Charlotte, NC
    Greensboro, NC
    El Dorado Hills, CA
Other Businesses

1)SIGNATURE FINANCIAL SERVICES GROUP, LLC, 2102 N ELM ST SUITE D GREENSBORO, NC 27408 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT DUTIES: OFFERS ACCIDENT/HEALTH INSURANCE, DISABILITY INSURANCE, FIXED/INDEXED ANNUITIES, LIFE SETTLEMENTS AND TRADITIONAL LIFE INSURANCE PRODUCT START DATE: 6/2011 HOURS PER MONTH: 15 HOURS PER MONTH DURING TRADING HOURS: 15 2)HORNE FINANCIAL SERVICES, 2102 NORTH ELM STREET, GREENSBORO, NC CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT/OWNER DUTIES: OFFERING ACCIDENT/HEALTH INSURANCE, DISABILITY INSURANCE, FIXED/INDEXED ANNUITIES, LIFE SETTLEMENTS, PREMIUM FINANCING AND TRADITIONAL LIFE INSURANCE PRODUCTS START DATE: 6/2009 HOURS PER MONTH: 10

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-07-25
  • S63 Uniform Securities Agent State Law Examination
    2006-07-25
Designations

View on SEC IAPD

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