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David William Demming

Demming Financial Services Corp.

Aurora, OH

CRD 854343

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Employer firm

Demming Financial Services Corp. CRD 120106

$676M regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Demming Financial Services Corp.

13 New Hudson Road, Aurora, OH 44202 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2000-01-01
  • OH RA
    APPROVED
    Since 2000-01-01

Branch Locations

13 New Hudson Rd., Aurora, OH 44202 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Demming Financial Services Corp. Aurora OH 03/1979 Present
Coordinated Capital Securities, Inc. Aurora OH 03/1987 Present
Previous Registrations
Other Businesses

"NAME OF BUSINESS: DEMMING FINANCIAL SERVICES, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS BRANCH OFFICE NATURE OF BUSINESS: INDEPENDENT RIA POSITION/TITLE/RELATIONSHIP: REGISTERED INVESTMENT ADVISER REP START DATE: 9/11/1981 # HOURS SPENT ON THIS ACTIVITY / MONTH: 160 # HOURS SPENT ON THIS ACTIVITY DURING TRADING HOURS (IF DIFFERENT): DESCRIPTION OF DUTIES: MANAGES CLIENT ASSETS AND PREPARES FINANCIAL PLANS " NAME OF BUSINESS: DEMMING FINANCIAL SERVICES, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS BRANCH OFFICE NATURE OF BUSINESS: INSURANCE POSITION/TITLE/RELATIONSHIP: INDEPENDENT INSURANCE AGENT START DATE: 09/11/1981 # HOURS SPENT ON THIS ACTIVITY / MONTH: 2 # HOURS SPENT ON THIS ACTIVITY DURING TRADING HOURS (IF DIFFERENT): DESCRIPTION OF DUTIES: SELLS AND SERVICES LIFE, LONG TERM CARE AND DISABILITY INSURANCE NAME OF BUSINESS: DEMMING FINANCIAL SERVICES, INC. INVESTMENT RELATED: NO ADDRESS: SAME AS BRANCH OFFICE NATURE OF BUSINESS: MORTGAGE RELATED SERVICES POSITION/TITLE/RELATIONSHIP: LOAN ORIGINATOR START DATE: 1994 # HOURS SPENT ON THIS ACTIVITY / MONTH: 4 # HOURS SPENT ON THIS ACTIVITY DURING TRADING HOURS (IF DIFFERENT): DESCRIPTION OF DUTIES: INTRODUCES CLIENTS TO MORTGAGE BROKER

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-01-06
  • S63 Uniform Securities Agent State Law Examination
    1984-01-06
Designations
  • Certified Financial Planner

View on SEC IAPD

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