Best Investors Account Sign in
Inactive

David William Demming

Demming Financial Services Corp.

Aurora, OH

Claim This Profile
Current Employers
Demming Financial Services Corp.

13 New Hudson Road, Aurora, OH 44202 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2000-01-01
  • OH RA
    APPROVED
    Since 2000-01-01

Branch Locations

13 New Hudson Rd., Aurora, OH 44202 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Demming Financial Services Corp. Aurora OH 03/1979 Present
Coordinated Capital Securities, Inc. Aurora OH 03/1987 Present
Previous Registrations
Other Businesses

"NAME OF BUSINESS: DEMMING FINANCIAL SERVICES, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS BRANCH OFFICE NATURE OF BUSINESS: INDEPENDENT RIA POSITION/TITLE/RELATIONSHIP: REGISTERED INVESTMENT ADVISER REP START DATE: 9/11/1981 # HOURS SPENT ON THIS ACTIVITY / MONTH: 160 # HOURS SPENT ON THIS ACTIVITY DURING TRADING HOURS (IF DIFFERENT): DESCRIPTION OF DUTIES: MANAGES CLIENT ASSETS AND PREPARES FINANCIAL PLANS " NAME OF BUSINESS: DEMMING FINANCIAL SERVICES, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS BRANCH OFFICE NATURE OF BUSINESS: INSURANCE POSITION/TITLE/RELATIONSHIP: INDEPENDENT INSURANCE AGENT START DATE: 09/11/1981 # HOURS SPENT ON THIS ACTIVITY / MONTH: 2 # HOURS SPENT ON THIS ACTIVITY DURING TRADING HOURS (IF DIFFERENT): DESCRIPTION OF DUTIES: SELLS AND SERVICES LIFE, LONG TERM CARE AND DISABILITY INSURANCE NAME OF BUSINESS: DEMMING FINANCIAL SERVICES, INC. INVESTMENT RELATED: NO ADDRESS: SAME AS BRANCH OFFICE NATURE OF BUSINESS: MORTGAGE RELATED SERVICES POSITION/TITLE/RELATIONSHIP: LOAN ORIGINATOR START DATE: 1994 # HOURS SPENT ON THIS ACTIVITY / MONTH: 4 # HOURS SPENT ON THIS ACTIVITY DURING TRADING HOURS (IF DIFFERENT): DESCRIPTION OF DUTIES: INTRODUCES CLIENTS TO MORTGAGE BROKER

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-01-06
  • S63 Uniform Securities Agent State Law Examination
    1984-01-06
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Aurora, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor