Peter Durk Browne

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2009-01-22
CA	RA	APPROVED	1997-07-08

TX RA
APPROVED_RES

Since 2009-01-22
CA RA
APPROVED

Since 1997-07-08

Branch Locations

555 California St 34Th, 36Th & 46Th Floors, San Francisco, CA 94104 • United States

555 California Street Suite 3200, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	San Francisco	CA	01/1995	Present

01/1995 → Present

Ubs Financial Services Inc.

San Francisco, CA

Other Businesses

LARK CREEK PARTNERS LP., SAN FRANCISCO, CA. 94105-1572. YES, INVESTMENT RELATED. BUSINESS - RESTAURANT. TITLE - LIMITED PARTNER. START DATE - 01/02/1989.HOURS/MONTHS/NONE. DUTIES/NONE.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-01-20
S63	Uniform Securities Agent State Law Examination	1980-04-09

S65 Uniform Investment Adviser Law Examination

1992-01-20
S63 Uniform Securities Agent State Law Examination

1980-04-09

View on SEC IAPD

Employer firm

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

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