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Employer firm

Professional Financial Services, Inc. CRD 104527

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • INSURANCE SALES

From the firm’s Form ADV. Read the guides:

Current Employers
Professional Financial Services, Inc.

Reston, VA • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-06-25
FL RA APPROVED 2023-02-24
MD RA APPROVED 2022-03-23
DC RA APPROVED 2000-11-13
VA RA APPROVED 1987-10-09
  • SC RA
    APPROVED
    Since 2024-06-25
  • FL RA
    APPROVED
    Since 2023-02-24
  • MD RA
    APPROVED
    Since 2022-03-23
  • DC RA
    APPROVED
    Since 2000-11-13
  • VA RA
    APPROVED
    Since 1987-10-09

Branch Locations

Reston, VA • United States

Venice, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Manufacturers Life Arlington VA 01/1973 05/2025
Professional Financial Services, Inc. Reston VA 07/1983 Present
#Ia Professional Financial Services, Inc Reston VA 07/1983 05/2025
Grove Point Investments, Llc Rockville MD 12/1992 05/2025
Robert E. Tucker Reston VA 01/1973 05/2025
Professional Financial Services, Inc. Reston VA 07/1978 05/2025
Lpl Financial Llc Reston VA 05/2025 Present
  • 01/1973 → 05/2025
    Manufacturers Life
    Arlington, VA
  • 07/1983 → Present
    Reston, VA
  • 07/1983 → 05/2025
    #Ia Professional Financial Services, Inc
    Reston, VA
  • 12/1992 → 05/2025
    Grove Point Investments, Llc
    Rockville, MD
  • 01/1973 → 05/2025
    Robert E. Tucker
    Reston, VA
  • 07/1978 → 05/2025
    Reston, VA
  • 05/2025 → Present
    Lpl Financial Llc
    Reston, VA
Other Businesses

1) 05/01/2025 - Professional Financial Services, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:07/01/1983 - 15 Hrs/Mth - 15 Hrs During Trading. 2) 05/01/2025 - Professional Financial Services, Inc. - Not Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:07/26/1983 - 70 Hrs/Mth - 70 Hrs During Trading. 3) 05/07/2025 - Professional Financial Services, Inc - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:07/26/1983 - 75 Hrs/Mth - 75 Hrs During Trading - I provide investment advisory services through Professional Financial Services, Inc., an independent investment advisor firm. I started this business activity in 07/1983. I expect to spend approximately 75 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-04-26
S63 Uniform Securities Agent State Law Examination 1981-12-28
  • S65 Uniform Investment Adviser Law Examination
    1994-04-26
  • S63 Uniform Securities Agent State Law Examination
    1981-12-28
Designations
  • Chartered Financial Consultant
Other Names
  • Bob Tucker

View on SEC IAPD

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