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Professional Financial Services, Inc. CRD 104527
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Reston, VA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-06-25 |
| FL | RA | APPROVED | 2023-02-24 |
| MD | RA | APPROVED | 2022-03-23 |
| DC | RA | APPROVED | 2000-11-13 |
| VA | RA | APPROVED | 1987-10-09 |
Branch Locations
Venice, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Manufacturers Life | Arlington | VA | 01/1973 | 05/2025 |
| Professional Financial Services, Inc. | Reston | VA | 07/1983 | Present |
| #Ia Professional Financial Services, Inc | Reston | VA | 07/1983 | 05/2025 |
| Grove Point Investments, Llc | Rockville | MD | 12/1992 | 05/2025 |
| Robert E. Tucker | Reston | VA | 01/1973 | 05/2025 |
| Professional Financial Services, Inc. | Reston | VA | 07/1978 | 05/2025 |
| Lpl Financial Llc | Reston | VA | 05/2025 | Present |
1) 05/01/2025 - Professional Financial Services, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:07/01/1983 - 15 Hrs/Mth - 15 Hrs During Trading. 2) 05/01/2025 - Professional Financial Services, Inc. - Not Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:07/26/1983 - 70 Hrs/Mth - 70 Hrs During Trading. 3) 05/07/2025 - Professional Financial Services, Inc - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:07/26/1983 - 75 Hrs/Mth - 75 Hrs During Trading - I provide investment advisory services through Professional Financial Services, Inc., an independent investment advisor firm. I started this business activity in 07/1983. I expect to spend approximately 75 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 1981-12-28 |
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