Sharon F Oberlander

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1978 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 11/2009 → Present
  Bank Of America, N.A.
  Chicago, IL

Other Businesses

I*42630 For profit or not for profit: Non-Profit Organization Name of outside business organization: Lyric Opera of Chicago Investment related: Y Address of business: Chicago, Illinois 60606 Nature of business: Charitable Organization, Position, title, association: Director, Start date of relationship: 9/1/2011 Number of hours devoted: 24 hour(s) Annually Number of hours devoted during trading hours: 6 Duties: Chicago Main Opera Company Board of Directors II. FOR-PROFIT ORGANIZATION. CMA ACCOUNT 1320 ESKIN DRIVE NORTHBROOK, ILLINOIS. UNITED STATES60062N1 ANNUALLY1/31/2012 OTHERAS NEEDED I*61159 For profit or not for profit: Non-Profit Organization Name of outside business organization: Lyric Opera of Chicago Investment related: N Address of business: Chicago, Illinois 60606 Nature of business: Charitable Organization, Position, title, association: Director, Start date of relationship: 3/20/2013 Number of hours devoted: 1 hour(s) Quarterly Number of hours devoted during trading hours: 2 Duties: Business Engagement Committeee- to help identify and cultivate key business partnerships with the Lyric I*84967 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: DIGESTIVE HEALTH FOUNDATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: CHICAGO, ILLINOIS 60611 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 42263 NUMBER OF HOURS DEVOTED: 2 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MEDICAN RESEARCH FUNDRAISING ORGANIZATION FOR DIGESTIVE HEALTH FOR NORTHWESTER MEMORIAL HOSPITAL I*52094 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MCA CHICAGO (MUSEUM OF CONTEMPORARY ART) INVESTMENT RELATED: N ADDRESS OF BUSINESS: CHICAGO, ILLINOIS 60611 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 2/1/2001 NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: COMMITTEE MEMBER, PERFORMANCE COMMITTEE. 3 MEETINGS PER YEAR

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-03-19
• S63 Uniform Securities Agent State Law Examination
  1980-04-08

Other Names

• Sharon F Snaper