Steven M. Bresler

Employer firm

Planmember Securities Corporation CRD 11869

$10.1B regulatory AUM 125 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2011 → 04/2018
  Gwfs Equities, Inc.
  Greenwood Village, CO
• 04/2018 → 12/2018
  Na - Unemployed
  Greenwood Village, CO
• 10/2011 → 04/2018
  Empower Retirement
  Greenwood Village, CO
• 04/2020 → Present
  Planmember Securities Corporation
  Carpinteria, CA
• 01/2019 → Present
  Client 4 Life
  Richardson, TX

Previous Registrations

• 2017-04-24 → 2018-05-03
  Empower Advisory Group, Llc
  Greenwood Village, CO

Other Businesses

1) Client 4 Life-3513 Spectrum Blvd, Ste 200, Richardson, TX 75082; Noninvestment related; Business software sales; Vice President, Business Development; Start date 1/2019; 160 hrs/mnth & during trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  2021-08-18
• S65 Uniform Investment Adviser Law Examination
  2017-04-24

Other Names

• Steve Bresler
• Steven Michael Bresler
• Steven Bresler