Timothy Burr Smith

Employer firm

Wedbush Securities Inc. CRD 877

$5.68B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2009 → Present
  Wedbush Morgan Securities
  Santa Barbara, CA

Previous Registrations

• 2008-01-01 → 2009-07-20
  Wells Fargo Clearing Services, Llc
  Santa Barbara, CA
• 2003-08-29 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Santa Barbara, CA
  Santa Barbara, CA
  St. Louis, MO

Other Businesses

(1) C&S DIVERSIFIED EQUITY FUND LP, INVESTMENT RELATED; SANTA BARBARA, CA; INVESTMENT - MANAGES BY 3RD PARTY; GENERAL PARTNER; START: 1/1982; APPROX: 4 HOURS QUARTERLY, NONE DURING BUSINESS HOURS; DUTIES: GENERAL PARTNER - REPORT PERFORMANCE AND ENSURE TAX RETURNS ARE CORRECT. -- (2) KIWANIS INTERNATIONAL; NOT INVESTMENT RELATED; SANTA BARBARA, CA; NON PROFIT; COOK, START: 1/2018; APPROX: 1 HOUR YEARLY, NONE DURING BUSINESS HOURS; DUTUES: COOK FOR THE CHILDREN, 5 OR 6 BBQ'S A YEAR -- (3) MOUNTAIN GROVE CEMETARY ASSOCIATION; NOT INVESTMENT RELATED; BRIDGEPORT, CT; 501-c13 (CEMETARY); SECRETARY; START: 6/1993; APPROX: 1 HOUR PER MONTH, NONE DURING TRADING HOURS; DUTIES: ORGANIZE ANNUAL MEETING, TAKE MINUTES

Exams

• S63 Uniform Securities Agent State Law Examination
  1983-08-04