Robert Eric Hoffman

LPl Financial LLC

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2026-07-17

CT RA
APPROVED

Since 2026-07-17

Branch Locations

Fairfield, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services Inc	Southport	CT	01/2014	03/2020
Ameriprise Financial Services, Llc	Darien	CT	03/2020	07/2026
Lpl Financial	Fairfield	CT	07/2026	Present

01/2014 → 03/2020

Ameriprise Financial Services Inc

Southport, CT
03/2020 → 07/2026

Ameriprise Financial Services, Llc

Darien, CT
07/2026 → Present

Lpl Financial

Fairfield, CT

Previous Registrations

2014-01-15 → 2026-07-16

Ameriprise Financial Services, Llc

Fairfield, CT

Southport, CT

Southport, CT

Westport, CT

Darien, CT

Fairfield, CT
2010-03-08 → 2014-02-07

Westport Resources Management Inc
2008-01-15 → 2010-03-10

Fsc Securities Corporation

Fairfield, CT
2008-02-04 → 2010-03-08

Sound Trust Wealth Advisors, Llc

Norwalk, CT
2001-07-25 → 2008-01-24

Ubs Financial Services Inc.

Westport, CT

Westport, CT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-12-22
S63	Uniform Securities Agent State Law Examination	1994-01-28

S65 Uniform Investment Adviser Law Examination

1998-12-22
S63 Uniform Securities Agent State Law Examination

1994-01-28

Other Names

Robert E Hoffman

View on SEC IAPD

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