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Robert Louis Karem

Ubs Financial Services Inc.

Atlanta, GA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2014-09-17
NC RA APPROVED 2011-01-26
FL RA APPROVED 2009-06-24
VT RA APPROVED 2008-07-02
OH RA APPROVED 2008-06-25
NJ RA APPROVED 2008-06-17
TX RA APPROVED_RES 2005-06-10
GA RA APPROVED 2003-01-16
  • TN RA
    APPROVED
    Since 2014-09-17
  • NC RA
    APPROVED
    Since 2011-01-26
  • FL RA
    APPROVED
    Since 2009-06-24
  • VT RA
    APPROVED
    Since 2008-07-02
  • OH RA
    APPROVED
    Since 2008-06-25
  • NJ RA
    APPROVED
    Since 2008-06-17
  • TX RA
    APPROVED_RES
    Since 2005-06-10
  • GA RA
    APPROVED
    Since 2003-01-16

Branch Locations

3560 Lenox Road Ne Suite 2800, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Atlanta GA 05/1986 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-13
S63 Uniform Securities Agent State Law Examination 1981-08-03
  • S65 Uniform Investment Adviser Law Examination
    1998-07-13
  • S63 Uniform Securities Agent State Law Examination
    1981-08-03

View on SEC IAPD

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JONATHAN CHRISTOPHER BRISTOW
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Other Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA
HB WEALTH · ATLANTA, GA
BISON WEALTH, LLC · ATLANTA, GA
BRIGHTER INVESTING, PB LLC · ATLANTA, GA
RBC CAPITAL MARKETS, LLC · Atlanta, GA
HB WEALTH · Atlanta, GA
AMERIPRISE FINANCIAL SERVICES, LLC · Atlanta, GA
NEWEDGE ADVISORS · Atlanta, GA

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