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Susan Elwell Palmer

Morgan Stanley

Riverhead, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2020-05-18
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2020-05-18

Branch Locations

611 East Main Street, Riverhead, NY 11901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Riverhead NY 07/1993 Present
Morgan Stanley Smith Barney Riverhead NY 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 07/1993 → Present
    Citigroup Global Markets Inc.
    Riverhead, NY
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Riverhead, NY
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Other Businesses

1. THE NAME OF THE FAMILY LIMITED PARTNERSHIP IS CANTERBURY ROAD LIMITED PARTNERSHIP, 3300 PECONIC BAY BLVD. P.O. BOX 1 LAUREL, NY 11948 IT IS A FAMILY LIMITED PARTNERSHIP WHICH I AM A GENERAL PARTNER. IT WAS STARTED ON AUGUST 1, 2007. I EXPECT TO DEVOTE 10-15 HOURS A MONTH TO THIS OUTSIDE BUSINESS DURING SECURITIES TRADING HOURS AND PROBABLY ANOTHER 10-15 HOURS A MONTH OFF HOURS. AS A GENERAL PARTNER IT IS MY JOB TO HELP WITH THE INVESTMENTS IN THIS FAMILY LIMITED PARTNERSHIP. 2. Public Company;NY Metro Women's Business development Council; As of 03/2015;During business hours 1;After business hours 1. 3. *539203 - Loan; Investment related-Yes; Newton, New Jersey; Personal loan with an Individual; Lender (proprietor, partner, officer, director, employee, trustee, agent); 01/2023; During business hours: 0; After business hours: 0; *649205- The Board of Advocates of the College of Arts & Sciences at Stony brook UniversityStony; Investment related: No; Stony Brook, New York; Education; Advisory Board (proprietor, partner, officer, director, employee, trustee, agent); 10/2025; During business hours: 2; After business hours: 3; Fundraising, Business Development/Growth

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-10-06
S63 Uniform Securities Agent State Law Examination 1987-09-17
  • S65 Uniform Investment Adviser Law Examination
    1992-10-06
  • S63 Uniform Securities Agent State Law Examination
    1987-09-17
Other Names
  • Susan Austin
  • Susan Palmer Austin

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