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Frederick John Balzarini

Wells Fargo Clearing Services, LLC

Pepper Pike, OH

Peoria, AZ

Peoria, AZ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-06-20
OH RA APPROVED 2000-01-20
  • AZ RA
    APPROVED
    Since 2023-06-20
  • OH RA
    APPROVED
    Since 2000-01-20

Branch Locations

30050 Chagrin Blvd Ste 150, Pepper Pike, OH 44124 • United States

Peoria, AZ • United States

25175 N Lake Pleasant Pkwy, Peoria, AZ 85383 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Cleveland OH 05/2009 11/2016
Wells Fargo Clearing Services, Llc Cleveland OH 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-18
S63 Uniform Securities Agent State Law Examination 1981-06-22
  • S65 Uniform Investment Adviser Law Examination
    1994-10-18
  • S63 Uniform Securities Agent State Law Examination
    1981-06-22
Other Names
  • Fred John Balzarini

View on SEC IAPD

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Other Offices

NIRVANA ANALYTICS, LLC · PEPPER PIKE, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PEPPER PIKE, OH
UBS FINANCIAL SERVICES INC. · PEPPER PIKE, OH
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CLEVELAND, OH
UBS FINANCIAL SERVICES INC. · PEPPER PIKE, OH
ELIZABETH PARK CAPITAL MANAGEMENT, LTD · PEPPER PIKE, OH
VIRTERA PARTNERS LLC · PEPPER PIKE, OH
PNC WEALTH MANAGEMENT LLC · PEPPER PIKE, OH

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