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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-02-18 |
| PA | RA | APPROVED | 2012-05-31 |
Branch Locations
300 State Street Suite 101, Erie, PA 16507-1428 • United States
Erie, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Erie | PA | 05/2012 | Present |
(1) PENNSYLVANIA HISTORICAL AND MUSEUM COMMISSION; ADDRESS: THE STATE MUSEUM BUILDING 300 NORTH STREET HARRISBURG, PA 17120; BUSINESS DESCRIPTION: STATE OWNED HISTORIC PROPERTIES, MUSEUMS AND ARCHIVES; NOT INVESTMENT RELATED; START DATE: 07/27/2011; CAPACITY: COMMISSIONER; DUTIES: ATTEND MEETINGS, MARKER DEDICATIONS & HISTORIC SITES; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 1 (2) PENNSYLVANIA SOCIETY; ADDRESS: 808 BETHLEHEM PIKE SUITE ONE ERDENHEIM, PA 19038; BUSINESS DESCRIPTION: NOT FOR PROFIT TO PROMOTE PENNSYLVANIA AND SPONSOR SCHOLARSHIPS FOR PA STUDENTS; NOT INVESTMENT RELATED; START DATE: 04/22/2016; CAPACITY: BOARD OF DIRECTORS; DUTIES: I ATTEND TWO MEETINGS A YEAR AND AM AVAILABLE FOR OCCASIONAL CONFERENCE CALLS; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3)NAME OF ENTITY: FLAGSHIP MIAGARA LEAGUE; ADDRESS: 150 EAST FRONT STREET ERIE, PA 16507; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: NOT FOR PROFIT ORGANIZATION THAT SUPPORTS THE FLAGSHIP BRIGG NIAGARA AND THE ERIE MARITIME MUSEUM; CAPACITY: BOARD OF DIRECTORS; START DATE: 08/31/19; DUTIES: SUPPORT THE EVENTS OF THE ORGANIZATION AND ATTEND BOARD MEETINGS; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0; (4) NAME OF ENTITY: Julia House ADDRESS: PO Box 353 McKean Pa 16426 NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Hospice House and Palliative care clinic CAPACITY: Board of Directors START DATE: 04/21/2021 DUTIES: Attending meetings and being an advocate for this charity HOURS DEVOTED PER MONTH: 02 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE (5) NAME OF ENTITY: City of Erie Historic Review Commission; ADDRESS: 626 State Street, Erie PA 16501-11288; NOT INVESTMENT RELATED: BUSINESS DESCRIPTION: Non Profit Commission created by the city council of the City of Erie CAPACITY: I will be a commissioner of this commission; START DATE: 05/28/21; DUTIES: I am a member of a commission of the City of Erie that will define, create and direct the Historic districts of the City of Erie; HOURS DEVOTED PER MONTH: 01; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 00;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 1981-01-16 |
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